Machine Learning-Enhanced Root Cause Analysis for Accelerated Incident Resolution in Complex Systems

Machine Learning-Enhanced Root Cause Analysis for Accelerated Incident Resolution in Complex Systems

Authors

  • Subba Rao Katragadda Independent Researcher, Tracy, CA, USA
  • Sudhakar Reddy Peddinti Independent Researcher, San Jose, CA, USA
  • Brij Kishore Pandey Independent Researcher, Boonton, NJ, USA
  • Ajay Tanikonda Independent Researcher, San Ramon, CA, USA

Downloads

Keywords:

root cause analysis, machine learning

Abstract

Root cause analysis (RCA) is an indispensable process in managing and maintaining the reliability of complex IT systems, where incident resolution times directly influence operational efficiency and service availability. Traditional RCA methods, although robust, are often constrained by their reliance on static heuristics and manual expertise, leading to inefficiencies in addressing incidents within highly dynamic environments. This paper explores the integration of machine learning (ML) techniques to enhance RCA processes, focusing on accelerating incident resolution and improving system reliability. By leveraging supervised, unsupervised, and reinforcement learning paradigms, ML-driven RCA provides actionable insights by automatically identifying causal relationships within vast and heterogeneous datasets. Such methodologies facilitate the prioritization of incident factors, enabling IT teams to mitigate issues more effectively.

The study outlines key machine learning models tailored for RCA, including decision trees, random forests, support vector machines, and neural networks, alongside their respective roles in anomaly detection, classification, and causal inference. Particular emphasis is placed on the application of graph-based learning and Bayesian networks to model complex dependencies between system components, thereby enhancing interpretability and diagnostic accuracy. Furthermore, this paper examines the synergy between ML-enhanced RCA and existing observability tools such as monitoring systems, log analyzers, and distributed tracing mechanisms. Integration with these tools ensures the continuous ingestion and processing of high-velocity data streams, a critical requirement for real-time RCA in modern IT ecosystems.

A detailed evaluation of case studies demonstrates the efficacy of ML-driven RCA in environments such as cloud computing platforms, microservices architectures, and software-defined networks (SDNs). These case studies highlight significant reductions in mean time to resolution (MTTR) and an increase in overall system uptime. For example, the deployment of anomaly detection algorithms in a multi-cloud environment identified latent performance bottlenecks and prevented cascading failures, showcasing the proactive capabilities of ML-based solutions.

Despite its potential, the adoption of ML-enhanced RCA is not devoid of challenges. This research addresses key hurdles, including data quality issues, the need for domain-specific feature engineering, and the computational overhead associated with real-time processing of large-scale datasets. It also explores ethical considerations, particularly in contexts where RCA decisions may impact critical business operations or user experience. Solutions to these challenges are proposed, ranging from hybrid ML approaches to the implementation of interpretability techniques such as SHAP (Shapley Additive Explanations) values and LIME (Local Interpretable Model-Agnostic Explanations) to foster trust in automated diagnostic processes.

Downloads

Download data is not yet available.

References

Iatrellis, O., Savvas, I.K., Kameas, A. et al. Integrated learning pathways in higher education: A framework enhanced with machine learning and semantics. Educ Inf Technol 25, 3109–3129 (2020). https://doi.org/10.1007/s10639-020-10105-7

Baker, Nathan, Alexander, Frank, Bremer, Timo, Hagberg, Aric, Kevrekidis, Yannis, Najm, Habib, Parashar, Manish, Patra, Abani, Sethian, James, Wild, Stefan, Willcox, Karen, and Lee, Steven. 2019. "Workshop Report on Basic Research Needs for Scientific Machine Learning: Core Technologies for Artificial Intelligence". United States. https://doi.org/10.2172/1478744. https://www.osti.gov/servlets/purl/1478744.

"D. Broman, K. Sandahl and M. Abu Baker, ""The Company Approach to Software Engineering Project Courses,"" in IEEE Transactions on Education, vol. 55, no. 4, pp. 445-452, Nov. 2012, doi: 10.1109/TE.2012.2187208.

K. Jiang and H. Zheng, "Design and Implementation of A Machine Learning Enhanced Web Honeypot System," 2020 13th International Congress on Image and Signal Processing, BioMedical Engineering and Informatics (CISP-BMEI), Chengdu, China, 2020, pp. 957-961, doi: 10.1109/CISP-BMEI51763.2020.9263640.

D. Urgun and C. Singh, "Composite System Reliability Analysis using Deep Learning enhanced by Transfer Learning," 2020 International Conference on Probabilistic Methods Applied to Power Systems (PMAPS), Liege, Belgium, 2020, pp. 1-6, doi: 10.1109/PMAPS47429.2020.9183474.

House, Adrian, Nicola Power, and Laurence Alison. "A systematic review of the potential hurdles of interoperability to the emergency services in major incidents: recommendations for solutions and alternatives." Cognition, technology & work 16 (2014): 319-335.

Leveson, Nancy, et al. "Moving beyond normal accidents and high reliability organizations: A systems approach to safety in complex systems." Organization studies 30.2-3 (2009): 227-249.

Straneo, Horacio Paggi, and Fernando Alonso Amo. "A holonic model of system for the resolution of incidents in the software engineering projects." 2009 International Conference on Computer and Automation Engineering. IEEE, 2009.

Daley, Rose, Thomas Millar, and Marcos Osorno. "Operationalizing the coordinated incident handling model." 2011 IEEE International Conference on Technologies for Homeland Security (HST). IEEE, 2011.

Kapella, Victor. "A framework for incident and problem management." International Network Services whitepaper (2003).

"Vipin Saini, Sai Ganesh Reddy, Dheeraj Kumar, and Tanzeem Ahmad, “Evaluating FHIR’s impact on Health Data Interoperability ”, IoT and Edge Comp. J, vol. 1, no. 1, pp. 28–63, Mar. 2021.

Maksim Muravev, Artiom Kuciuk, V. Maksimov, Tanzeem Ahmad, and Ajay Aakula, “Blockchain’s Role in Enhancing Transparency and Security in Digital Transformation”, J. Sci. Tech., vol. 1, no. 1, pp. 865–904, Oct. 2020."

Luff, Paul, et al. "Creating interdependencies: Managing incidents in large organizational environments." Human–Computer Interaction 33.5-6 (2018): 544-584.

Damascelli, Andrea. "Probing the electronic structure of complex systems by ARPES." Physica Scripta 2004.T109 (2004): 61.

Funtowicz, Silvio, and Jerome R. Ravetz. "Emergent complex systems." Futures 26.6 (1994): 568-582.

Dekker, Sidney. Drift into failure: From hunting broken components to understanding complex systems. CRC press, 2016.

Kwapień, Jarosław, and Stanisław Drożdż. "Physical approach to complex systems." Physics Reports 515.3-4 (2012): 115-226.

Latrache, Amal, and Jaouad Boumhidi. "Multi agent based incident management system according to ITIL." 2015 Intelligent Systems and Computer Vision (ISCV). IEEE, 2015.

Downloads

Published

08-10-2021

How to Cite

Subba Rao Katragadda, Sudhakar Reddy Peddinti, Brij Kishore Pandey, and Ajay Tanikonda. “Machine Learning-Enhanced Root Cause Analysis for Accelerated Incident Resolution in Complex Systems”. Journal of Science & Technology, vol. 2, no. 4, Oct. 2021, pp. 253-76, https://thesciencebrigade.com/jst/article/view/513.
PlumX Metrics

Plaudit

License Terms

Ownership and Licensing:

Authors of this research paper submitted to the Journal of Science & Technology retain the copyright of their work while granting the journal certain rights. Authors maintain ownership of the copyright and have granted the journal a right of first publication. Simultaneously, authors agreed to license their research papers under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International (CC BY-NC-SA 4.0) License.

License Permissions:

Under the CC BY-NC-SA 4.0 License, others are permitted to share and adapt the work, as long as proper attribution is given to the authors and acknowledgement is made of the initial publication in the Journal of Science & Technology. This license allows for the broad dissemination and utilization of research papers.

Additional Distribution Arrangements:

Authors are free to enter into separate contractual arrangements for the non-exclusive distribution of the journal's published version of the work. This may include posting the work to institutional repositories, publishing it in journals or books, or other forms of dissemination. In such cases, authors are requested to acknowledge the initial publication of the work in the Journal of Science & Technology.

Online Posting:

Authors are encouraged to share their work online, including in institutional repositories, disciplinary repositories, or on their personal websites. This permission applies both prior to and during the submission process to the Journal of Science & Technology. Online sharing enhances the visibility and accessibility of the research papers.

Responsibility and Liability:

Authors are responsible for ensuring that their research papers do not infringe upon the copyright, privacy, or other rights of any third party. The Journal of Science & Technology and The Science Brigade Publishers disclaim any liability or responsibility for any copyright infringement or violation of third-party rights in the research papers.

Loading...